A Companion to Shakespeare’s Richard II
This discussion aims to facilitate your basic reading and understanding of Shakespeare’s Richard II. It offers guidance on online performances, structure, historical contexts and sources. A final section addresses Richard’s characterisation in relation to the play’s ethics and politics. References are to William Shakespeare. Richard II, ed. Stanley Wells, intro. Paul Edmondson (London: Penguin, 2008).
PERFORMANCES OF RICHARD II
Viewing these, or excerpts from them, will help you understand the play’s characterisation and relationships and enjoy its theatricality. Male and female performers offer contrasting interpretations of Richard’s sexuality.
Ian McKellen 1970 BBC.
Derek Jacobi 1978 BBC TV; this is an excellent, traditional production.
The Irish actress Fiona Shaw played Richard in a controversial performance at the National Theatre London in 1995, directed by Deborah Warner; this became the basis of a BBC2 television version in 1997.
Steven Pimlott staged Richard II at Stratford-upon-Avon’s The Other Place in 2000 in modern dress on a stark white stage, starring Sam West. A DVD of the BBC radio production is available.
Also in 2000, Jonathan Kent revived Richard II at the Gainsborough Studios in London, before taking the production on tour to New York’s Harvey Theatre. This production emphasised the medieval setting and cast Ralph Fiennes in the title role. See review of this production: http://www.curtainup.com/richard2lond.html
Tim Carroll’s all-male Elizabethan production of Richard II at London’s newly reconstructed Globe Theatre in 2003 featured Mark Rylance in the title role. Rylance’s is an absorbing and original interpretation; he performs Richard as slightly “dislocated,” as a man always unsuited for his role, and struggling under the burden of kingship. He is sadder but freer and more himself after Bolingbroke has removed this burden, making Richard’s tragedy more poignant. The many excerpts of the Globe production on the net provide authentic insights into the Elizabethan Globe: the upper and apron stages, gilded and brightly painted surfaces, and costuming: http://www.youtube.com/watch?v=NfVcqswZmDw&feature=related
Finally, watch an excerpt from Ben Whishaw’s stellar performance in the title role in a 2012 TV production under the title, The Hollow Crown.
THE RENAISSANCE AND HISTORY
The number of histories written, translated and printed under the Tudor monarchs (1485-1603) is amazing. The rise of a drama using the materials and serving the purposes of history was inevitable, since the stage has never failed to mirror the interests of the world about it. To understand this phenomenal flood of historical works, it must be remembered that history written as a continuous narrative and integrated by creative minds was in the modern world a development of the Renaissance. (Lily B. Campbell. Shakespeare’s “Histories”: Mirrors of Elizabethan Policy. London: Methuen, 1963: 18).
Campbell goes on to trace the phenomena of Renaissance history-writing and historiography to Machiavelli’s idea of using history for the exposition of political theory: “he who would foresee what is to happen should look to what has happened: for all that is has its counterpart in time past” (28).
Shakespeare’s English history plays express the Renaissance passion for history. They also seek to come to terms with the urgent political issues of the 1590s, when the reign of the last Tudor monarch, Elizabeth I, was in decline (the old Queen died in 1603). Like Machiavelli, whom he may or may not have read, Shakespeare was concerned above all with how to maintain a stable society. In England, the maintenance of civic order hinged on the monarch’s role, responsibilities and privileges, and especially on deciding the limits of his power. These are the political issues to which Shakespeare’s English history plays, including Richard II, repeatedly turn.
The proper extent of a monarch’s power was a crucial, and unresolved, political issue in sixteenth- and early-seventeenth-century England, when first the Tudors and then the Stuarts struggled to extend their traditional prerogatives. (Katharine Eisaman Maus. “Richard II”: 943).
Richard II became dangerously enmeshed in Elizabethan politics when the Earl of Essex launched an uprising against Elizabeth that led soon after to his beheading for treason. The day before the revolt, on February 7, 1601, Essex’s followers paid the Chamberlain’s Men, Shakespeare’s acting company, 40 shillings to perform at the Globe theatre a play about the deposition and killing of Richard II. This was almost certainly Shakespeare’s Richard II, which by 1601 was an old play, written in 1595. Essex’s followers seem to have hoped that reviving Richard’s story would inspire support. After their rebellion failed, the Queen’s officers questioned the actors about the performance, but seem to have been satisfied about their intentions. However, the Queen herself later asserted angrily: “I am Richard II, know ye not that?” (See Paul Edmondson’s account, Penguin Introduction, lvii-lviii.)
Even so, the scene of Richard’s forced abdication (“the deposition scene”) in Act 4, Scene 1, did not appear in any version of the play printed in the Queen’s lifetime. Read “An Account of the Text,” Penguin 109-110, for more information.
SHAKESPEARE’S ENGLISH HISTORY PLAYS, 1591-1599
FIRST TETRALOGY (group of four literary works), covering the fifteenth-century kings, Wars of the Roses, 1422-1485:
- Henry VI , Parts 1, 2 and 3, written 1591-92
- Richard III, written 1592-93
SECOND TETRALOGY, covering 1397-c. 1417
- Richard II, written c. 1595, the only play of this tetralogy entirely in verse
- Henry IV, Parts 1 and 2 (the usurper Bolingbroke’s career as king), written 1596-98
- Henry V (Bolingbroke’s son, referred to in Richard II, Act V, Scene 3),written 1599
The two tetralogies make a single unit. Throughout the three Henry VI plays and Richard III Shakespeare links the present happenings with the past. He never allows his audiences to forget, as the chronicler Hall said in his preface, “King Henry IV was the beginning and root of great discord and division.” (E. M. W. Tillyard. Shakespeare’s History Plays. Harmondsworth: Penguin, 1969: 153). Tillyard goes on to argue from textual evidence that all the disasters and tragedies of both tetralogies originated from the acts of usurpation and regicide by Bolingbroke, later Henry IV, as dramatised in Richard II. Written midway through the decade, Richard II was a pivotal work in Shakespeare’s dramatic reconstruction of late medieval English history.
STUDY EXERCISE I: SHAKESPEARE’S LANGUAGE
Reread:
- Richard II Act 4.1: 134-144—Bishop of Carlisle’s prophecy;
- Richard II Act 5.1: 55-68— Richard’s warning to Northumberland.
- Find examples of metaphors, alliteration, repetition and rhyme in the above speeches and explain their functions and effects.
- What is the point of Carlisle’s reference to “[t]he field of Golgotha and dead men’s skulls”?
Carlisle’s speech foretells the horrors of the Wars of the Roses, the subject of Shakespeare’s first tetralogy. Richard’s speech looks forward to Henry IV’s struggles in the second tetralogy to maintain his throne against the Percys, father and son, who in Richard II are Henry’s allies. In Henry V, the last play in the second tetralogy, the king prays on the eve of the Battle of Agincourt that God will not remember his father’s sin against Richard.
Shakespeare and his contemporaries took seriously the idea that the king is appointed by God, and that his kingship is an earthly copy of God’s kingship in heaven. However, Richard II also explores the following political questions:
- What should subjects do when a king is inept and morally corrupt?
- How far should subjects tolerate waste and injustice for the sake of order and stability?
- Can the benefits provided by an efficient ruler outweigh the moral and military dangers of usurpation?
Richard II dramatises the difficulty of these questions, which have confronted many societies throughout history. Even so, it is much more than a political play. The insights it offers on human character and feeling, and on suffering and action, are as profound as any we might expect to find in a play by Shakespeare.
THE FOURTEENTH-CENTURY BACKGROUND
STUDY EXERCISE II
Trace family relationships among leading characters in the “Genealogical Table” in Wells, ed. Richard II: 125.
Politically and economically Richard’s reign (1377-1399) was marred by conflicts at all levels of society. Though his deposition in 1399 brought royal prospects and privileges into question, in itself it may not have surprised his subjects very much.
THE PLANTAGENET KINGS
During the fifty-year reign of Richard’s predecessor, Edward III, English armies had rampaged through France, winning famous victories and much territory. Edward III led at the Battle of Crécy in 1346, and Edward the Black Prince, the eldest of Edward’s seven sons (only five of whom survived infancy), won the Battle of Poitiers in 1356. Further campaigns in France and Spain followed, but the Black Prince died, aged 45, in 1376. When Edward III died too in the following year, the Black Prince’s ten-year-old son succeeded to the throne as Richard II. The Duke of Lancaster John of Gaunt, King Edward’s fourth son, was regent during Richard’s minority, and wielded what some called excessive power until his death in 1399. Like his father and brother, Gaunt was a soldier. During Richard’s reign he led an expensive campaign into Spain, where he tried but failed to establish his dynasty as Spanish kings.
THE REIGN OF RICHARD II
Richard maintained the military traditions of his Plantagenet family when, aged fourteen, he faced down the peasant rebels who had marched on London in the Peasants’ Revolt of 1381. Overall, however, from the perspective of the warlike older generation of nobles led by his uncles, Richard was a disappointment who made peace with France. Tall and handsome, he gathered around him a luxury-loving group of young men with artistic interests that matched his own. He was a patron of Chaucer and other poets and craftsmen. The Richard of history was no fool, but like Shakespeare’s Richard he sometimes went too far in upholding royal privileges and prerogatives. The Wilton Diptych, a beautiful two-leaved altar piece which Richard probably used in his private devotions, associated him with royal saints and the kingdom of heaven. View the diptych at http://www.nationalgallery.org.uk/paintings/english-or-french-the-wilton-diptych. It embodies Richard’s belief in kingship, which exceeded that of any other medieval English king. Richard committed monumental blunders, and his tragic reign became a magnet for chroniclers, artists and dramatists of his own time and later.
In 1384 a clique of older aristocrats in the English Parliament challenged the huge sums that Richard was spending on his friends and court. Tensions mounted, until the older nobles prevailed over Richard during a confrontation at Radcot Bridge near Oxford. In 1388 the five “Lords Appellant,” among them the king’s uncle Thomas of Woodstock, Duke of Gloucester, and Henry Bolingbroke, caused the so-called Merciless Parliament to convict Richard’s intimate friends of treason. Two were executed, but the rest fled overseas. Richard deeply resented his humiliation and the loss of his friends. From 1388 he gathered around him a strong royalist party which Bolingbroke supported. Richard’s much loved Queen, Anne of Bohemia, died in 1394. Two years later he cemented an alliance between England and France by marrying the seven-year-old Isabella of Valois, daughter of the French king. John of Gaunt’s prestige and loyalty to the crown kept the peace for a time, but in 1397 Richard forced Parliament to sentence three of the Lords Appellant to death. According to the distinguished historian M. H. Keen, “This was not just a purge; it was an effort to force English government into conformity with doctrinaire principles of regality” (England in the Later Middle Ages, p. 265). While in the custody of Thomas Mowbray, Gloucester was murdered in prison at Calais, almost certainly by Richard’s orders. Act 1, Scene 2 of Richard II, in which the widowed Duchess of Gloucester seeks retribution from her brother-in-law John of Gaunt, assumes that Shakespeare’s Richard was guilty of Gloucester’s murder.
Subsequent events were much as Shakespeare’s play recreates them. In January 1398, Bolingbroke alleged before the king that Thomas Mowbray had approached him with treasonable plots. This was a way of challenging Mowbray over Gloucester’s murder, since the king himself was legally out of reach. Parliament decided that the matter should be settled by a judicial duel, but Richard aborted the duel just as it was being staged at Coventry. He sentenced Mowbray to life-long banishment and Bolingbroke to ten years. When Gaunt died four months later, Richard and his advisers set about appropriating the Lancastrian inheritance. They increased Bolingbroke’s sentence to lifelong exile. In 1399, immediately after he had thus alienated everyone in England who hoped to inherit a noble estate, Richard set out on a military expedition to Ireland.
Supported by the powerful northern family of the Percys—Henry, Earl of Northumberland and his son Harry Hotspur—Bolingbroke gathered an army. The Duke of York, another son of Edward III, who was in charge of the kingdom in his nephew Richard’s absence, joined Bolingbroke at Berkeley Castle in Gloucestershire. At Bristol, Bolingbroke executed Richard’s friends, Wiltshire, Bushy and Green. Richard at last landed in Wales where he had expected the Earl of Salisbury to raise a royalist army, but the Welsh forces deserted in panic, as did Aumerle, the Duke of York’s son. With only a remnant of his forces, Richard marched along the Welsh coast to Conway Castle. Here Henry Percy brought him messages from Bolingbroke similar to those delivered in Shakespeare’s Richard II, Act 3, Scene 2. (Because of a mistake in his source, Holinshed’s Chronicle, Shakespeare locates this scene at Flint Castle.) Having no choice, Richard agreed to Bolingbroke’s demands and went with Northumberland to meet Bolingbroke at Chester. Imprisoned in the Tower of London, he was forced to abdicate on 29 September 1399. He was murdered soon after, perhaps by starvation or winter hardships, while imprisoned in Pontefract Castle in Yorkshire—Pomfret in Shakespeare’s play. In 1413, by the order of Bolingbroke’s son, Henry V, Richard’s body was reburied in Westminster Abbey beside his first wife, Anne.
SHAKESPEARE’S SOURCES FOR RICHARD II
Shakespeare’s main source for all his English history plays and for his legendary tragedies King Lear and Macbeth was Raphael Holinshed’s Chronicles of England, Scotland and Ireland. This was first published in 1577, and republished in 1587 in the edition that Shakespeare used. Holinshed was a compiler of information from sources, not an interpretative historian in the modern sense.
Shakespeare’s second major source for Richard II was Samuel Daniel’s long narrative poem, The Civil Wars between the Houses of York and Lancaster. He may also have drawn on an anonymous play about Thomas Woodstock, Duke of Gloucester, written shortly before Richard II, and also, but infrequently, on French and other English chroniclers.
Shakespeare’s main departures from and additions to his sources are:
- He added all the female roles, including the Duchesses of Gloucester and York, and the moving scenes involving Queen Isabel—especially the Garden Scene of Act III, Scene 4, and the tender parting of Isabel and Richard in Act V, Scene 1. (Richard’s marriage to the historical child Queen Isabel was never consummated.)
- He idealised the character of John of Gaunt, in a depiction that deviates radically from both Holinshed and the historical Gaunt.
- He created the character and behaviour of Richard, especially in the last two acts.
- He embroidered and extended Northumberland’s part in Richard’s tragedy.
In expanding the historical roles of Isabel, the Duchesses, and John of Gaunt, Shakespeare may have given his audiences and readers characters that they could like. According to Harold Bloom, “we are not meant to like Richard, and no one could like the usurper Bolingbroke” (Shakespeare: The Invention of the Human. London: Fourth Estate, 1999: 253).
STRUCTURE OF RICHARD II
Shakespeare has turned the raw material of history and chronicle into a drama that holds an audience’s attention over five acts. Richard II offers tense and exciting incidents at the rate of at least one per Act; riveting poetry; fascinating characters, some of whom develop in response to changing circumstances; and a profound exploration of political ideas. The following analysis of structure may help consolidate your reading of the play:
Act I: Richard’s Ascendancy and Bolingbroke’s Banishment
Act II: Richard’s Departure to Ireland and Bolingbroke’s Return
Act III: Richard’s Fall and Bolingbroke’s Rise
Act IV: Richard’s Abdication
Act V: Richard’s Murder
The play’s turning point is Act 3, Scene 3, line 184, when Richard descends at Bolingbroke’s bidding from the wall of Flint Castle. To this point Images of rising and falling abound; they relate to the turning of blind Fortune’s wheel.
Richard II specialises in balanced pairs of opposites:
- Dialogue is full of antitheses, (e.g. Things sweet to taste prove in digestion sour (Act 1, Scene 3, line 36); O loyal father of a treacherous son (Act 5, Scene 3, line 59)—there are many more examples.
- Characters are paired so as to invite contrasts and comparisons: Mowbray and Bolingbroke; Richard and Bolingbroke (the central contrasting pair); and contrasting father and son pairs: Gaunt and Bolingbroke; Northumberland and Hotspur; York and Aumerle; Henry IV (Bolingbroke) and Prince Hal.
RICHARD AS PROTAGONIST
A. LANGUAGE
STUDY EXERCISE III
1.Comment on Richard II Act 4, Scene 1, lines 162-318 (the Deposition Scene) in the light of the following analysis:
“Richard II has a special way of talking….Alone of the Shakespeare kings, he has a habit of studying himself from the outside, as it were, a habit emblematised in the scene where he sends for a looking glass. When he smashes his reflection, his “shadow,” it is as if he was destroying his substance. In a sense he is always calling for a mirror….” Frank Kermode. Shakespeare’s Language (London: Allen Lane, Penguin Press, 2000): 43.
2.Read Richard II Act 5, Scene 5, lines 1-66 (Death Soliloquy). How far do you agree with the following evaluation by Kermode?
“The wonderful long soliloquy of the king in prison is truly transitional, for the occasion of such a lament resembles others in the earlier plays, until it becomes clear that something else is happening, that the elaborations of figure are not simply prefabricated and laid out neatly before us but hammered out.” (Shakespeare’s Language: 43).
3.Critics have disagreed in their evaluations of Richard’s language: Walter Pater claimed that Richard was “an exquisite poet,” but A. P. Rossiter thought him “surely a very bad poet” (Bloom. Shakespeare: The Invention of the Human: 252). Are these opinions helpful? What is your own view? Suggest an approach that you believe illuminates Richard’s language.
4.Bloom’s comment on language, following, challenges us to read the whole play attentively and with perception: “Ironies of syntax and of metaphor abound in Richard II, and Shakespeare seems intentionally to make us uneasy with not less than everything that is said by everyone in the play. (252; my emphases)
5. “Many years of happy days befall/ My gracious sovereign, my most loving liege!” (Act 1, Scene 1, lines 20-21). In the light of subsequent events, explain the ironies of Bolingbroke’s first speech in Richard II.
B. ETHICS
Critics have commented repeatedly on Richard’s self-absorption and narcissism. Some have argued that he is too concerned with how he appears to others and to himself. In fact an important balanced contrast in Richard II, beyond those outlined above in Section 2.2, is between Richard’s public and private selves.
In his public appearances, we may suspect that we are watching an actor playing a king, who in turn is playing a king. Richard was born, educated and anointed to kingship, but the role does not seem natural to him. In the early ceremonial scenes it is almost as if Richard’s courtiers act the parts of flattering subjects, and thus constrain him to act the role of king. The unfolding plot reveals a disjunction between outward actions and inner feelings, in both the king and (most of) his subjects.
Private scenes occurring around the edges of public events in Acts 1 and 2 confirm that Richard is ethically unfit to reign.
- The Duchess of Gloucester’s plea to Gaunt confirms Richard as Gloucester’s murderer: Gaunt: “…correction lieth in those hands/ Which made the fault that we cannot correct” (Act 1, Scene 2, lines 4-5).
- In Act 1, Scene 4, Richard and Aumerle gloat nastily over Bolingbroke’s banishment from England. Contrast their jealousy and fear with Richard’s hypocrisy in descending from his throne to embrace Bolingbroke in a display of cousinly affection before the planned joust with Mowbray (Act 1, Scene 3, line 54).
- In the closing lines of Act 1, Scene 4, we see Richard’s true attitude to Gaunt, who has been loyal to him, even overlooking the murder of a brother and the exile of a son:
Now put it, God, in the physician’s mind
To help him to his grave immediately!
The lining of his coffers shall make coats
To deck our soldiers for these Irish wars.
Come, gentlemen, let’s all go visit him.
Pray God we may make haste and come too late! (Act 1, Scene 4, lines 59-64)
These lines reveal that Richard’s cancelling of four years of Bolingbroke’s exile, to assuage, he says, his uncle Gaunt’s grief (Act 1, Scene 3, lines 208-212), was just play-acting and politics.
- In Act 2, Scene 1, Richard’s private feelings erupt into a public display of petulant anger when the dying Gaunt, ever loyal, tries to alert him to his unwise actions as king. Richard’s blind selfishness contrasts with Gaunt’s statesmanlike love for “this blessèd plot, this earth, this realm, this England.” Richard later responds callously to the report of Gaunt’s death: “So much for that” (2. 1.153-55).
Two Key Questions
- If Richard is so unlikable in the first few acts because of his lack of private ethics, why do most members of an audience later come to empathise with his sufferings, at least to some degree?
- A closely related question is: how far does Richard develop as a character in the course of the play? How far do his sufferings change him for the better?
You might like to consider these questions for yourself. You might also consider how far you agree with the following attempt to address them:
Because Richard speaks much moving poetry after his return from Ireland, the audience acquires a minute-by-minute understanding of his sufferings and thoughts. Speeches and soliloquies are the chief means by which Shakespeare asserts Richard’s complex feelings and therefore his humanity. These demand respect, in spite of the crimes, selfishness, failings, abuses of power, and follies of Richard’s fortunate early days. Shakespeare’s focus on Richard’s humanity distinguishes his play as a Renaissance work. It does not belong to the theocentric Middle Ages where it is set.
For as long as Richard is surrounded by friends and foes, in combination or separately, we may feel sorry for his humiliations, but we feel that he is playing to an audience, the most important member of which is himself. The speeches associated with Richard’s descent from Flint Castle and his deposition maintain this stance. The turning point in Richard’s development as a character, if any, must be his soliloquy opening Act 5, Scene 5, which Kermode (above) regards as “wonderful.” By this point Shakespeare has charted Richard’s isolation through a number of scenes—his friends and courtiers have deserted or been slain; his Queen, whom he loves as she loves him, has been sent away to France; finally he has been imprisoned in Pomfret Castle, many miles from his former court and capital. Here he is alone except for the gaoler, “that sad dog who brings me food” (Act 5, Scene 5, line 70). He opens his soliloquy by contrasting his aloneness in prison with the populous world outside: “here is not a creature but myself” (Act 5, Scene 5, line 4).
When his audience has shrunk to the audience in the theatre, Richard seems to achieve more integration than before. By recognising the diversity of his thoughts, some tending to salvation, others to ambition, and yet others to contentment, he is able to contain them within his single consciousness. This applies also to the roles of king and beggar that he imagines himself as playing alternately. Some audience members will also identify with Richard’s anxiety at the rapid passing of time, which he acknowledges he has misspent: “I have wasted time, and now doth time waste me” (Act 5, Scene 5, line 49).
Finally, when Richard strikes back at his keeper and murderers just before his death, this is his first manly and direct, integrated and spontaneous action in the play. This indicates that he has matured through suffering, beyond the play-actor and complicated dissembler of the early scenes.
C. RICHARD AS KING
Shakespeare dramatises Richard’s failures as a king, often by contrast with Bolingbroke’s abilities and astute military and political tactics. Here is a list of Richard’s mistakes as a ruler. Perhaps you can think of more?
- Richard fails to cultivate order in the state; he creates jealousies and tensions among the nobles by favouring flatterers like Bushy, Bagot and Green (Gaunt’s analysis, Act 2, Scene 1, lines 95-103). Bolingbroke, by contrast, cultivates an advantageous if ultimately unstable alliance with the Duke of Northumberland and his son Harry Hotspur.
- Richard’s part in Gloucester’s murder shows that is willing to kill for political expediency. Yet he fails to neutralise what he recognises as Bolingbroke’s dangerous ambition. He prolongs antagonisms by aborting the Mowbray-Bolingbroke battle before its resolution. He makes himself unpopular by imposing unjust sentences of banishment on Mowbray and Bolingbroke. Conversely, Bolingbroke ruthlessly disposes of dissenters: he executes Bushy, Green and the Earl of Wiltshire, and chops off the heads that have conspired against him at Oxford—Salisbury, Spencer, Blunt, Kent, Brocas, Sir Bennet Seely and their leader the Abbot of Westminster (Act 5, Scene 6, lines 8-14). Bolingbroke allows only three of the conspirators to live: his cousin Aumerle, who has surrendered to him; Bagot, who has betrayed Richard and testified against Aumerle; and the Bishop of Carlisle, who is brave and honourable. Finally, Sir Piers of Exton reports how Bolingbroke arranges Richard’s death with Machiavellian obliqueness (Act 5, Scene 4). Bolingbroke later admits: “I did wish him dead” (Act 5, scene 6, line 39), but he does nothing overtly–he just hints. When Exton brings in the coffin containing Richard’s body, Bolingbroke professes regret and plans to go on a pilgrimage of repentance to the Holy Land. His response is good politics and, on the level of dramatic art, a fitting end to the tragedy.
- Richard is extravagant and luxury-loving. Unlike Bolingbroke, he does not maintain an outward appearance of rectitude. (Read York’s analysis, Act 2, Scene 1, lines 17-28).
- Richard is a poor financial manager; he has run his country into humiliating debt (Gaunt 2.1.59-66).
- He sneers at Bolingbroke for courting commoners: “Off goes his bonnet to an oyster-wench” (Act 1, Scene 4, lines 20-36), but the upshot of Bolingbroke’s humility and Richard’s snobbery is that the people join Bolingbroke against Richard. Scroop vividly describes what happens (Act 3, Scene 2, lines 112-20).
- At Gaunt’s death, despite the Duke of York’s warning (Act 2, Scene 1, lines 195-210), Richard seizes Bolingbroke’s inheritance, the vast Lancastrian estates. By this single, openly unjust act, he alienates everyone in England—most importantly the gentry and aristocracy, since all eldest sons expected to inherit lands and titles from their fathers.
- Finally, after thus creating enmity and instability, Richard absents himself to fight a badly timed war in Ireland. He leaves behind a power vacuum that Bolingbroke expeditiously fills. When Richard finally returns, landing with a small force in Wales, the strategic moment for fighting Bolingbroke has passed. The only cards that Richard has left to play are his command of words and his belief in his divine kingship: “Not all the water in the rough rude sea/ Can wash the balm off from an anointed king” (Act 3, Scene 2, lines 54-55). Richard’s self-deception multiplies the ironies that attend his defeat.
Shakespeare is historically correct in emphasising Richard’s belief in his rights and privileges as God’s representative on earth: the Wilton diptych links Richard (the crowned and kneeling figure) both with former saintly kings and with the kingdom of heaven. However, in dramatising Richard’s deposition and Bolingbroke’s triumph, Richard II captures a crucial historical transition from the medieval ideology of the king as God’s anointed, to the Renaissance view expounded by Machiavelli, that the prince’s power depends on his political and military astuteness and ruthlessness.
STUDY EXERCISE IV
- Consider the proposition that Richard always hesitates when he should act, and acts when he should hesitate.
- List any wise or effective decisions that Richard makes as king. Is there anything that redeems his kingship?
- How likable or trustworthy a character is Bolingbroke, later Henry IV? How far does he possess the qualities of courage, patriotism, and filial piety?
- Consider the following questions about the “Garden Scene” (Act 3, Scene 4). Keep in mind that this scene is entirely Shakespeare’s invention, and that it is a private scene of reflection, following the restless movements of armies and the spectacle of King Richard’s descent and Bolingbroke’s rise.
- What are the scene’s thematic and theatrical functions?
- Explain the analogies: king/gardener; garden/commonwealth.
- What pieces of advice does the Gardener offer to kings?
- How principled do you consider this advice to be?
- How practical do you consider this advice to be?
- What is the Gardener’s attitude to King Richard?
- What is his attitude to Queen Isabel?
- Compare the Gardener’s attitude to of Richard with that of the Groom in Act 5, Scene 5, lines 67-97.
- How far does this change over two acts in two commoners’ judgment of the king reflect your own developing ideas?
Macbeth’s Dark Journey
This basic interpretation of Macbeth deals with structure, ethics and characterisation. (more…)
A Study Guide to William Langland’s Piers Plowman, C-Text
The Study Guide consists of synopses of all twenty-two Passus [sections] of Langland’s C-Text. Questions on each Passus test your knowledge and are intended as an aid to memory. References throughout are to Derek Pearsall, ed. Piers Plowman by William Langland: An Edition of the C-Text. York Medieval Texts, second series. London: Edward Arnold, 1981. However, new readers of Piers Plowman should consult Pearsall’s New Annotated Edition of the C -Text, published in 2008 by the University of Exeter Press, reprinted by Liverpool University Press in 2014. The new edition incorporates four major innovations, including a complete revision of the text, which is based as before on Huntington Library MS HM 143, and “side-glosses of hard words” (Preface vii). Quotations from and references to Piers Plowman in the present Guide have been checked against this newest edition.
A Study Guide to Shakespeare’s Twelfth Night
This Guide offers brief introductions to the composition, early performances, genre, structure and major characters of Shakespeare’s comedy. References are to M.M. Mahood’s Penguin edition introduced by Michael Dobson. (more…)
Gwen Harwood’s “Barn Owl” and Myron Lysenko’s “Pets & Death & Indoor Plants”
This lecture demonstrates simple techniques for analysing poetry through discussions of Gwen’s Harwood’s “Barn Owl” and Myron Lysenko’s “Pets & Death & Indoor Plants.”
(more…)
The Nun’s Priest’s Tale, The Merchant’s Tale, The Pardoner’s Tale
The three Tales introduced in this lecture are among Chaucer’s best, and their excellence is the main reason for studying them. However, in considering them as a group, we can also trace a progression in moral intensity: a pair of light-hearted nominal morals is appended to The Nun’s Priest’s Tale; The Merchant’s Tale is a savage exposure of folly, self-deception and moral blindness in old age; while The Pardoner’s Tale is a chilling and deeply ironic warning against cupiditas, i.e. greed.
The text referred to throughout is Nevill Coghill’s translation of The Canterbury Tales into modern English (London: Penguin, 2003). (more…)
The General Prologue, The Knight’s Tale, The Miller’s Tale
This introduction to the first three sections of Chaucer’s Canterbury Tales focuses on structures, social classes, characterisation and ethics.
The text referred to throughout is Nevill Coghill’s translation of The Canterbury Tales into modern English (London: Penguin, 2003).
Philip Pullman’s Northern Lights
This lecture discusses Northern Lights (alternately titled The Golden Compass) in the literary contexts of Milton’s Paradise Lost, William Blake’s Songs of Innocence and Songs of Experience, and C. S. Lewis’ The Chronicles of Narnia. The lecture begins by considering the features of the fantasy genre that Northern Lights shares with The Lion, the Witch and the Wardrobe. It goes on to discuss the deep philosophical and ethical antagonisms that make Pullman’s fantasy sequence so different from Lewis’s.
I. AUTHOR AND LITERARY BACKGROUND
THE AUTHOR
For Philip Pullman, see:http://www.newyorker.com/printables/fact/051226fa_fact This is Laura Miller’s article, which includes an interview with Pullman, published in the New Yorker on 26 December 2005. The title is “Far from Narnia.”
HIS DARK MATERIALS: PUBLICATION AND FILMING
Northern Lights was first published in 1995. In the USA its title is The Golden Compass, a phrase borrowed from Milton’s Paradise Lost. The change of title suggests a simplified approach that directs the reader’s attention towards the alethiometer, a complicated part-magical part-scientific divination device, and away from the philosophical challenge posed by the parallel universes that can be viewed through the Aurora Borealis, or “Northern Lights.” More than two decades after its first publication, Northern Lights continues to be popular with adults, teenagers, and older children. Pullman published the second book in the trilogy, The Subtle Knife, in 1997. The third novel, The Amber Spyglass, followed in 2000.
Launched by New Line Cinema in 2007,The Golden Compass film was written and directed by Chris Weitz and starred Dakota Blue Richards, Nicole Kidman, Daniel Craig and Ian McKellen. The film was less successful in the USA than the producers had hoped, and plans to film the later books in the trilogy were abandoned.
LITERARY BACKGROUND OF HIS DARK MATERIALS
1. John Milton’s Paradise Lost: The Anti-Theology of His Dark Materials
Pullman bases His Dark Materials on his reading of English literature. One of the authors that he focuses on is William Blake (1757-1827). In The Amber Spyglass each chapter is headed with a quote from Blake or other poets. Blake was a visionary, a philosopher, an artist and a poet whose prolific output included the Songs of Innocence (1789) and the Songs of Experience (1794). These are collections of short lyric poems that explore the transition from childhood to adulthood (puberty), and document the contrasting world views of children and adults. Pullman says that this same transition is the central theme of His Dark Materials. Blake had a unique and radical view of the world, and, within the genre of children’s literature, so does Pullman in His Dark Materials.
Paradise Lost, the wonderful epic poem in twelve books that John Milton first published in 1667, is a more obvious source for Northern Lights. Paradise Lost begins by telling the story of Lucifer’s fall from heaven to hell. It describes how, transformed into Satan, he rallies the fallen angels to continue the war against God. Their plan is to cause God’s new creation on earth, humankind, to fall from a state of obedience to one of rebellion and sin. Satan sets out on a heroic journey across the abyss of Chaos that separates Hell from the universe made by God. Meanwhile Adam and Eve are blissfully happy in their home in Eden, the earthly paradise at the centre of God’s creation. The angel Raphael visits them and warns them that an approach by one of the fallen angels will seek to undermine their obedience to God and their love of him, which is the basis of all their joy. Raphael narrates the war in heaven that led to the fall of Satan and his followers, and their own creation by God, first the man and then the woman.
After Raphael’s departure, Satan arrives in Eden. Taking the form of a beautiful serpent, he persuades Eve to eat the fruit of the tree of knowledge that God has set in the midst of the garden, and on which he has placed a prohibition. Then Adam eats the fruit out of his love for Eve. Paradise Lost goes on to narrate the effects of Adam and Eve’s disobedience, first on the natural world and then on their own consciousness, feelings and behaviour. Milton’s epic concludes with Adam and Eve’s expulsion from Eden and entrance into our fallen world, but they take with them God’s promise of a Messiah who will redeem humankind.
The quote from Paradise Lost that opens Northern Lights describes Satan’s view of Chaos, the creator’s “dark materials,” the confused matter from which he orders and creates all worlds and all creatures. Pullman draws especially on Paradise Lost for his depiction of angels in the later books of His Dark Materials. However, as an acknowledged atheist and humanist, he gives his angels a radical twist which they do not have in Milton’s profoundly Christian poem.
According to His Dark Materials, the original unconscious matter that made up the multiverse—a universe consisting of innumerable worlds—began after a very long time to understand itself. Matter then took the form of particles of consciousness, or Dust. When these coalesced into structures, or complexifications, the “Bodies” of angels were born. “God” is the first angel to come into existence. When the second angel took form, the first angel claimed that it was “God,” who had created everything, including the second angel. Thus “God” created his Authority. When some angels discovered the truth, they rebelled against God—the great rebellion of Lucifer and his army of angels so vividly narrated in Paradise Lost—but God won, and the rebel angels were cast out of heaven. In revenge for their Fall, Lucifer tempted Adam and Eve, whose fall in its turn awakened human consciousness, i.e. self-consciousness or knowledge of themselves as separate and independent beings.
In His Dark Materials Lord Asriel revives the angels’ rebellion against the lies and oppression of the first angel, i.e., against the Authority. Throughout the trilogy Asriel is therefore a Satanic or Promethean figure. Similarly, Lyra fills the position of Eve, except that her awakening to adult sexual love—the equivalent of Eve’s fall—is presented as redemptive, not destructive. To understand Pullman’s full reversal of Milton’s theology, it’s necessary to read to the end of The Amber Spyglass. Overall, Pullman’s approach to the Miltonic universe is somewhat similar to that of William Blake, who wrote, famously, that as a true poet, Milton was “of the Devil’s party without knowing it.” Similarly, Pullman claims, “All of the imaginative sympathy of Paradise Lost is with Satan rather than with God.”
2. J.R.R. Tolkien, C.S. Lewis and Philip Pullman
His Dark Materials demonstrates Pullman’s love of English literary tradition. A second factor, most obvious in Northern Lights, is his love for the famous university city of Oxford, with its long traditions of scholarship, innovation and teaching. J.R.R. Tolkien and C.S. Lewis were both Oxford scholars. In the 1940s and early 1950s they met regularly at the tavern of the Eagle and the Child (“The Bird and the Baby”) with a group of friends, the Inklings. Here they read aloud passages from the classic stories that each was writing–Lewis’s The Chronicles of Narnia and Tolkien’s The Lord of the Rings–for criticism and comment. Both Lewis and Tolkien were leading scholars of language and of literature, with a deep knowledge of Greek and Latin classics and of French and English medieval literature. Lewis wrote a study, A Preface to Paradise Lost, in which he expertly explains the theology of Milton’s great work. A direct line of literary descent runs from Milton, through Blake and Lewis as commentators on Paradise Lost, to Philip Pullman.
Despite his love of Oxford’s buildings and traditions, and his reverence for literature and literary scholarship, however, Pullman opposes the invented worlds of both Tolkien and Lewis. In his interview with Laura Miller, he scoffs at any notion that his own fantasy writing might resemble theirs. “The Lord of the Rings is fundamentally an infantile work,” he said. “Tolkien is not interested in the way grown-up, adult human beings interact with each other. He’s interested in maps and plans and languages and codes.” His Dark Materials is more directly connected to The Chronicles of Narnia than it is to The Lord of the Rings; yet Pullman rejects Lewis as a fantasy writer even more vehemently than he dismisses Tolkien.
In terms of genre and public recognition, however, Pullman is undeniably Lewis’s literary heir. The last of the seven Narnia chronicles, The Last Battle, won the Carnegie Award, the highest British honour for children’s literature, in 1956, and Northern Lights won it forty years later in 1996. His Dark Materials belongs to the same fantasy tradition that Lewis’s tales brought forward and adapted for the twentieth century. However, the relationship between the two authors’ books is not just sequential–it’s antagonistic. In fact these are the two points that I want to discuss: firstly, the fantasy elements that Northern Lights shares with The Lion, the Witch and the Wardrobe; and secondly the ways in which these two novels for children differ.
II. SIMILARITIES AND DIFFERENCES: NORTHERN LIGHTS AND NARNIA
SIMILARITIES: The Lion, the Witch and the Wardrobe shares the following fantasy elements with Northern Lights
A. Parallel worlds. In Lewis’s novel, the children enter the parallel world of Narnia through a wardrobe. In Northern Lights Oxford is not quite the real Oxford, and Lyra’s wider world differs in important respects from the real one. For example, it includes witches and talking beasts (panserbǿrne). Furthermore, all the people have daemons who constantly remind readers of the book’s fantasy dimension. In later books of Pullman’s trilogy, an infinite number of parallel worlds is discovered. They include the “real” Oxford, and the “real” human world that we know.
B. Quest is a central narrative feature of Northern Lights. Lyra and her friends set out on a dangerous journey northwards, searching for the children who have been stolen at the behest of the General Oblation Board (the servants of whom are called GOBblers by the common people). The Oblation Board is the Church that serves the Authority. Lyra’s playmate Roger is one of the stolen children. The second goal of Lyra’s quest is to rescue her father, Lord Asriel, from his imprisonment in the bleak, far northern district of Svalbard.
C. Wonder or the fantastic is present in many forms, just as in The Chronicles of Narnia, for example in the bears, in the alethiometer’s power to foretell the future, and in the daemons and witches.
D. As in Narnia, time is dislocated or uncertain. In Northern Lights the futurism of science fiction surfaces in the hospital of Bolvangar, where horrific experiments are carried out on living subjects. This future, however, mingles with the historical elements, for example the gyptians, the barge-people whose lives resemble those of old-time gypsies. The dislocation of time is more obvious and pervasive in The Subtle Knife and The Amber Spyglass than in Northern Lights..
E. Nostalgia for the never-was is not obvious in Northern Lights, except perhaps in the depiction of Oxford. By contrast, romanticising of the past is an important element in Lewis’s depiction of Narnia, which looks back with longing to an idealised medieval society of just rule by kings and queens which, of course, never existed.
F. Allegory or didactic purpose. Lewis clearly wants to inspire his young readers with love for Christ (allegorically the great Lion, Aslan “Our Lord”) and a commitment to Christian ethics. I haven’t found any allegory in Northern Lights, and any moral advice offered to young people is subordinate to the narrative. Pinned up beside Pullman’s desk is a list of the film director Billy Wilder’s rules for writers. Rule No. 1 is “Grab ’em by the throat and never let ’em go.” Maintaining suspense and reader interest is a constant priority. How well do you think Pullman succeeds in this? However, despite his resistance certain “teachings” do emerge from His Dark Materials. Later I’ll suggest what these might be.
His Dark Materials therefore displays six features of fantasy literature that are also found in The Chronicles of Narnia. Yet Pullman rejects the idea that his work is fantasy. In an interview with Wendy Parsons and Catriona Nicholson (The Lion and the Unicorn 23:1 (1999): 116-134), he states: “Northern Lights is not fantasy. It’s a work of stark realism. I don’t read fantasy.” Despite this denial, critics have persisted in classifying His Dark Materials as fantasy. Pullman is sometimes provocative in his interviews, possibly in order to stimulate debate about issues that interest him, or as a marketing tool. Nevertheless, you might like to decide for yourselves whether Northern Lights belongs to the fantasy genre; and which features might support Pullman’s claim that Northern Lights is “stark realism.”
DIFFERENCES: Pullman’s Reversals of the Lewis Model
A. Opposed Philosophies
Lewis and Pullman write from opposite premises. Lewis sees the greatest good for humans as lying in love for and obedience to the Christian God, who, as he demonstrates through Aslan’s death in The Lion, the Witch and the Wardrobe, so loves the “sons of Adam” that he lays down his life to save them (sinners like Edmund). By contrast, Pullman finds the greatest good in human qualities, including friendship, sexual love, resourcefulness and self-reliance. In radical opposition to The Chronicles of Narnia, His Dark Materials paints a picture of an egomaniac angel, so power-hungry that he installs himself as God, and defines himself as the (ultimate and only) Authority.
Dust: Pullman further challenges Lewis’s adherence to the idea of God as creator found in Genesis and in Paradise Lost. In these traditional sources God creates Adam from the dust of the earth, but Pullman remakes Dust, which settles on people only as the state of childhood innocence gives way to adulthood, human self-consciousness, and the ability to learn, know and understand. He sees these abilities as having been produced naturally, if unexpectedly, by the forces of evolution.
Although Pullman likes Lewis’s literary criticism and quotes it often, he considers the Narnia fantasy series “morally loathsome.” In a 1998 essay for The Guardian, entitled “The Dark Side of Narnia,” he condemned “the misogyny, the racism, the sado-masochistic relish for violence that permeates the whole cycle.” The Chronicles of Narnia end with the ascension of the Pevensie children to a Narnia in which everything is a perfected version of the earthly Narnia. In Pullman’s view, however, Lewis’s stories teach that “death is better than life; boys are better than girls . . . and so on. There is no shortage of such nauseating drivel in Narnia, if you can face it.”Pullman even argues that Lewis really isn’t all that Christian, and accuses him of following “some sort of crazed, deranged Manichaeism.” (Manichaeism was an ancient religion in which good and evil, light and darkness, were seen as two equal opposed forces. Christian theology says that God’s love and power are primary, all-encompassing, almighty and therefore destined to prevail over evil.)
Lewis assumes in all his writings that as a divine creation the universe is fundamentally rational and orderly. Therefore a rational basis exists, and can usually if not always be found, for making the right moral choices. In His Dark Materials, however, both children and adults are often confused or uninformed about the facts that affect their decisions. Neither group can claim to have all the answers. They all have to work their way through to desired outcomes by trial and error.
Lewis and Pullman differ too in the responsibility that each assumes as author. Whereas Lewis guides the reader’s responses to his characters with a powerful authorial voice, Pullman lets his characters’ experiences stand in all their ambiguity. The reader shares characters’ ignorance and learns with them.
B. Happiness in Heaven versus Happiness Now
Lewis looks forward to an ultimate fulfillment of human life in heaven, a realm to be reached after death. The Narnia children attain this perfect happiness late in the series, after they die in a train crash. Lewis follows the Greek philosopher Plato in thinking of heaven as a divine realm of Ideas, in which the multiple imperfect Forms of this world are perfected as joy and love. This world is therefore “Shadowlands,” and heaven is the reality of which this world is a dark and transitory imitation.
By contrast, Pullman urges humans, including children, not to look forward to a heaven but to live fully in the here and now. He suggests that people should find their happiness in transitory human joys, efforts, virtues and accomplishments. He encourages his readers to find fulfillment as beings who, as a result of their affinity with Dust (matter endowed with consciousness), have become aware of their own separate being and of their individual powers to feel and think and question. This idea emerges most clearly in the culminating episode of The Amber Spyglass, when Lyra’s and Will’s discovery at puberty of their mutual love attracts back all the particles of Dust that were escaping from the multiverse, a catastrophe that would have left the universe cold and dark, meaning merely “material,” or deprived of the consciousness embodied in humans. Instead the returning Dust re-infuses all life with consciousness, knowledge and feeling.
C. Obedience to Elders versus Unreliable Elders
Christ alludes more than once in the Gospels to “the kingdom of heaven.” Therefore, Lewis’s parallel worlds–those that like Narnia co-exist invisibly with ours–are kingdoms. Their right government accords with the hierarchy that Lewis sees as likewise inherent in earthly creation–in descending order, God, king, man, woman and animals. The earthly authority of worthy superiors (political leaders, good parents, teachers, mentors, benevolent bosses) descends from a loving God into layers of beings who are by nature inferior. In Narnia Aslan (Christ) and the Emperor beyond the Sea (God the Father) are fantasy representations of the Christian God as the ultimate loving authority. The result, according to Pullman, is that The Lion, the Witch and the Wardrobe teaches children the lesson, “respect and obey your elders.” Children brought up in this way are likely to grow into obedient and malleable adults.
By contrast, Northern Lights endorses an attitude of questioning, distrust, and rebellion towards all authority. This includes:
- the Authority (the first angel to come to consciousness claiming to be God);
- his instrument the Magisterium–which some readers identify with Roman Catholicism or other branches of Christianity;
- the Authority’s earthly bureaucracy, the Oblation Board;
- and humans who wield authority, such as political leaders, parents and teachers.
In accordance with Pullman’s aims, Lyra’s parents in Northern Lights, Lord Asriel and Mrs. Coulter (Marisa) are, to say the least, enigmatic. When the story opens, Lord Asriel has posed for ten years as Lyra’s uncle, refusing to acknowledge her as his daughter. Obsessed with his struggle against the Authority, he has paid her little attention. Asriel finally sacrifices another child, Lyra’s best friend the kitchen boy Roger, to achieve his goal of penetrating to the parallel universe that he can see through the Aurora Borealis, the Northern Lights of the book’s title. Asriel uses the energy connecting Roger to his daemon to build a bridge across the Aurora, hoping through this to destroy the power of the Magisterium. Asriel’s loyalty to Lyra is ambiguous; we can only say that, on their arrival at Svalbard, he is relieved when the child he is fated to destroy by severing his connection with his daemon (a process called “incision”) turns out to be Roger and not his daughter.
Similarly, Mrs Coulter serves the Oblation Board (“oblation” means “sacrifice”) by betraying children to it. She is therefore the essence of an unreliable elder. She is also a traitor to Lyra, deceiving her while pretending to befriend her. She regards her as special, but in Northern Lights this seems to be as much because of the prophecy about Lyra as because Lyra is her daughter. The word “coulter,” sometimes spelled (U.S.) “colter,” means “knife” or ploughshare. It is the iron blade fixed low down in front of the plough that cuts the soil vertically. Given Mrs. Coulter’s association with the criminal cutting away of a child from her or his daemon, the name is more than appropriate. It is also ambiguous, however, because ploughing by the coulter prepares the soil for planting and ultimately for harvest, and in many ways, Mrs. Coulter’s influence on Lyra and the multiverse does turn out to be productive and fruitful. Mrs. Coulter is modelled on, or a reaction against, the White Witch, Jadis of Charn, in The Lion, the Witch and the Wardrobe and The Magician’s Nephew. Both Jadis and Marisa are beautiful and powerful women, dressed in furs. However whereas Jadis (whose name is French for “formerly,” “in times past”) is unambiguously treacherous and unchanging in her evil, Mrs. Coulter is not so clear-cut. Like her daughter Lyra, she is capable of change and growth, and throughout the trilogy we can trace changes for the better in her. In fact even as early as Northern Lights the reader can suspect that Mrs. Coulter has some motherly feelings towards Lyra, and some pride in her.
At last, in The Amber Spyglass, both Asriel and Mrs Coulter redeem themselves when they sacrifice their lives in a heroic struggle to bring down Metatron, the usurping angel who succeeds the Authority. In the process they “regain grace,” as Pullman puts it, through purely human effort– “discipline, pain, suffering, and so forth”–and confirm themselves as Lyra’s loyal parents. From Lyra’s perspective and for most of the three books, however, her parents seem at best puzzling and at worst destructive, and the reader sympathises with Lyra when she asks: “Why do they do these things to children, Pan? Do they hate children so much, that they want to tear them apart like this? Why do they do it?” (Northern Lights 389). Such a question would be unthinkable in a Narnia chronicle, where, in accordance with Lewis’ hierarchical view, the right of adults to instruct and guide children is unquestioned.
Lyra’s foster parents, the scholars (teachers) of Jordan College are just as enigmatic as her birth parents. Their moral ambiguity contrasts strongly with the wise benevolence of the Professor in The Lion, the Witch and the Wardrobe. Almost the first thing that happens in Northern Lights is that Lyra catches the Master of Jordan College attempting to poison Asriel. However the Master’s goodness becomes obvious later when he gives Lyra the alethiometer and shows a genuine concern for her welfare. The reader will be as puzzled by these contrasts in behaviour as Lyra herself, and it is only much later in Northern Lights that it becomes clear that the Master had to choose between a lesser and a greater evil.
The other parent figures who might be seen as reliable in Northern Lights are the Gyptian leaders, John Faa and Farder Coram. However, these are the children’s friends rather than parents. They are humanised by age and by Farder Coram’s hopeless love for the witch Serafina Pekkala. Lyra never grants them the authority of parents–she battles against them and leaves them behind.
If elders in His Dark Materials are shown to have their difficulties in dealing with the physical and moral multiverse, children are by contrast empowered. A reversal in roles and (it could be said) gender occurs, in that whereas in The Lion, the Witch and the Wardrobe Aslan is the rescuer and redeemer of the whole realm, particularly the boy Edmund, in Northern Lights the girl Lyra sets out to rescue her father. David Gooderman suggests that when children read fantasy, they want to identify with competence and control. Lyra demonstrates both these qualities when she runs away from Mrs Coulter’s London party, and when she uses her wits and eloquence to survive after the Tartars steal her from the Gyptians and take her to Bolvangar.
Through characters such as Asriel and Mrs Coulter Pullman expresses his fascination with the human ability to make conscious choices, not choices that change a person’s essential nature, but choices that make the best of the nature they have. He says in the interview with Parsons and Nicholson: “We lose the innocence that we were born with and then we go on through life. But if we work hard, and if we train ourselves like the dancer, if we undergo all kinds of discipline, pain, suffering, and so forth, then the point is that we can regain grace.” For Pullman, humans are solely responsible for achieving their own redemption; for Lewis redemption is God’s gift of grace following human repentance for wrong-doing.
D. Friendship and Love
With no Aslan to redeem all, and with morally ambiguous parents and elders, Lyra must indeed rely on herself. This makes Northern Lights a more suspenseful, because more unresolved, narrative than The Lion, the Witch and the Wardrobe. Lyra’s successful relationships are with her friends rather than with parental figures. Far from upholding hierarchy as in the medieval world view that Lewis transferred to Narnia, His Dark Materials repeatedly celebrates equal love between characters who are friends. In Northern Lights Lyra’s friends are Iorek Byrnison, Lee Scoresby, Roger, and her daemon Pantalaimon. Through these relationships, Pullman introduces his key teaching on the centrality of human love. We have seen that in his interview with Laura Miller he argues provocatively that the Narnia Chronicles aren’t all that Christian: “Here’s a simple test: What is the greatest Christian virtue? Well, it’s charity, isn’t it? It’s love. If somebody who knew nothing about Christian doctrine, and who had been told that Lewis was a great Christian teacher, read all the way through those books, would he get that message? No.”
This is another issue that you might like to think about further. It seems to me that in The Lion, the Witch and the Wardrobe Lewis writes movingly about Aslan’s love for humans, and about the love of Lucy and Susan for Aslan, but that he pays less attention to love among the four Pevensie children. They are loyal to each other, and protective of each other, but there’s nothing to match say, the obviously strong and equal human love that unites Lyra with her friends. This love is not facile; it’s often challenged, but it grows stronger throughout the Pullman trilogy.
Pullman explains further:
Sexual love, regarded with apprehension in Lewis’s fiction and largely ignored in Tolkien’s, saves the world in His Dark Materials. Later in the series Lyra’s coming of age and falling in love mystically bring about the mending of a perilous cosmological rift. “The idea of keeping childhood alive forever and ever and regretting the passage into adulthood—whether it’s a gentle, rose-tinged regret or a passionate, full-blooded hatred, as it is in Lewis—is simply wrong,” Pullman told me. As a child, Lyra is able to read the alethiometer with an instinctual ease. As she grows up, she becomes self-conscious and loses that grace, but she’s told that she can regain the skill with years of practice, and eventually become even better at it. “That’s a truer picture of what it’s like to be a human being,” Pullman said. “And a more hopeful one. . . . We are bound to grow up.”
E. Anthropomorphic Animals versus Dignified Animals
Another point of contrast is between Lewis’s and Pullman’s animal characters. Lewis’s hierarchical world view–the medieval “chain of being”–assumed animal inferiority. The Narnian animals are delightful, but only the human children, the sons of Adam and the daughters of Eve, can rule Narnia permanently as kings and queens. This is because God gave Adam dominion over the animals in the book of Genesis.
Writing at the turn of the twenty-first century, when it is obvious that humans need urgently to replace dominion over and exploitation of animals with conservation and protection, Pullman upsets the Narnian hierarchy by creating animal characters who are the equals if not the superiors of the human characters.
- The daemons are the children’s deeply loved friends and companions, their other selves, their consciousness, their feeling bodies, their “souls.” Far from being trapped in the material universe, the children’s daemons are mercurial in their transformations. This makes the animal fantasy dimension of His Dark Materials especially rich. Indeed, the conception of Lyra’s daemon seems to have been the turning point in Pullman’s writing of the trilogy. Pantalaimon changes between being unobtrusive: moth, mouse; to being protective: small dragon, polecat; to being Lyra’s sleeping companion and comforter: ermine. Children may want to regard the daemons as pets, but the daemons resist this by sometimes being wiser than their children. In Northern Lights Pantalaimon tells Lyra when she has made mistakes, but as her experience grows in later books, she becomes the initiator. However, this relationship is clearly an overturning of Lewis’s hierarchical assumptions about the relative places of animals and humans.
- Iorek Byrnison is Lyra’s friend, and in many ways her superior. To understand Pullman’s idea of the panserbǿrne, it’s helpful to read the beginning of the Parsons and Nicholson interview, where he discusses his source. Basically, Iorek is the embodiment of a Zen Buddhist sense of “grace,” meaning being in “flow,” or in perfect natural harmony with what exists. In creating Iorek Pullman maintains a dimension of mystery—as a non-human creature Iorek always eludes Lyra’s understanding. This is another way in which Pullman challenges the Old Testament notion of human superiority over the animals. Perhaps the unhappy confusion of the bears under Iofur Raknison, as they strive to become human, is a comment on Lewis’s humanised animals as being a corruption of animal nature? A teaching that emerges from the picture of the corrupted bears—who fail to be human at the same time as they fail to be bears in the concluding Svalbard section of Northern Lights–is BE YOURSELF. The fact that daemons take on a permanent form—“settle”—when the child reaches puberty is a poetic way of conveying the idea that we all have a unique individuality. The children can’t choose the final form of their daemons. This poetically makes the point that we must accept the basic nature that we have: we should strive our hardest to make it the best that it can be, but wisdom tells us that we can’t change it into something that it isn’t.
F. Absolutist and Situational Ethics
Although both Lucy and Lyra hide out in wardrobes at the beginning of their adventures—a deliberate intertextual reference by Pullman—Lyra in most respects is a reversal of Lewis’s Lucy. She’s a tomboy, self-willed and rebellious, always in trouble, a little girl who takes charge of her life and hardly ever accepts restraints imposed by others. Obedience of the kind that Lucy learns, sometimes by suffering the consequences of her mistakes, is not in her nature at all. Above all, Lyra Silvertongue is an accomplished liar who uses her skill for good purposes, e.g., to rescue the children from Bolvangar and to protect Iorek as he approaches the kingdom of Iofur Raknison. This directly reverses Lewis’s portrait of Lucy, who above all is truthful: the Professor tells Peter that he should believe Lucy rather than Edmund when she reports the existence of Narnia, because in Peter’s experience Lucy always tells the truth. In building this contrast with Lewis, Pullman is suggesting the validity in a dangerous and unpredictable universe of situational as opposed to absolutist ethics: humans need flexibility, as well as courage, if they are to produce the best outcome for themselves and the people they love. Of course, they first need to be sure that their motives and goals are right. Lyra doesn’t go in for examining her conscience, but her good feelings help her to find her way through a morass of dangers. Lyra’s lying is also related to the notion of creativity, especially literary creativity, or story-telling, as a positive value.
G. Female Inferiority versus Gender Equality
In Northern Lights Pullman implicitly rejects what he calls the misogyny of The Chronicles of Narnia. In the latter Peter as the oldest male sibling is High King, and Lucy and Susan have defined roles: their nature is not suited to hand-to-hand battle, for example. They are the nurturers of Aslan as he goes to his death, and, like the women in the Gospels at the crucifixion, they stay and watch and grieve after the male disciples have fled. This suggests that as females they have a different kind of strength. Lewis therefore isn’t exactly a misogynist, as Pullman claims—misogynist means “woman hater.” Instead, Lewis’s belief in the hierarchy of being–theorised by feminist writers as a series of binary oppositions–is his logical justification for assuming female inferiority.
By contrast Pullman reverses the hierarchy that assumes masculine command. In Northern Lights Lyra is the natural leader of her friend Roger who is a far weaker figure. When Will enters the narrative at the beginning of The Subtle Knife, he becomes, after a period of adjustment on both sides, Lyra’s equal companion and friend. The pair’s mutual love and respect embody what most people imagine as being the ultimate goal of gender politics.
Another reversal in His Dark Materials concerns the good witch, Serafina Pekkala, who has a heavenly pedigree. She provides an exalted image of femininity that contrasts with Jadis, the White Witch in Narnia who is the Jinn descendant of the mysterious demon Lillith, Adam’s legendary corrupted first wife. (Interestingly, the OED defines “Jinn” as, “In Muslim demonology, an order of spirits lower than the angels, said to have the power of assuming human and animal forms, and to exercise supernatural influence over men.”)
H. Medieval Militarist Ideology versus Ancient Epic
The medieval militarist ideology of massed battles that is assumed in Lewis’s Narnia Chronicles is moderated in Northern Lights, where fighting takes place between individuals rather than armies. Pullman evokes the conventions of epic battles (e.g. Homer’s Iliad, Virgil’s Aeneid) in the climactic fight between Iorek and Iofur. He even uses the Homeric convention of epic simile (pp. 350, 353) to describe this battle, in yet another intertextual connection to much older literary traditions.
I. Innocence versus Experience
In his interview with Parsons and Nicholson, Pullman helpfully names the theme of His Dark Materials as “the change from innocence to experience.” Since this change is traditionally (as in William Blake) associated with the child’s awakening to sexuality, Pullman’s statement brings us to a final difference between his and Lewis’s fantasy writing.
Pullman blames Lewis for depicting Susan Pevensie’s sexual coming of age—suggested by her interest in “nylons and lipstick and invitations”—as grounds for exclusion from heaven. (But is this a fair comment on Susan’s fate?–read The Last Battle, the last of The Narnia Chronicles, to find out!) By contrast, in His Dark Materials Lyra’s coming of age and falling in love with Will mends the rift in the cosmos through which the vital Dust is escaping. Pullman values the change from childhood to adulthood, whereas Lewis seems to deplore it.
In fact Pullman reinterprets Adam and Eve’s Fall, usually seen as a change from innocence to experience, as a transformation of ignorance into knowledge, as a growth in consciousness which through training and discipline in adult life can aim to recapture the “grace” of natural flow at a higher level. He points out that as a child, Lyra is able to read the alethiometer with instinctual ease. As she grows up, she becomes self-conscious and loses that “grace,” but she’s told that she can regain the skill with years of practice, and eventually become much better at it than before. “That’s a truer picture of what it’s like to be a human being,” Pullman said. “And a more hopeful one. . . . We are bound to grow up.”
BIBLIOGRAPHY
Bobby, Susan R. “What Makes a Classic? Daemons and Dual Audience in Philip Pullman’s His Dark Materials. The Looking Glass. 8:1 – Alice’s Academy (2 January 2004).
Laura Miller’s. “Far from Narnia.” New Yorker , 26 December 2005. see:http://www.newyorker.com/printables/fact/051226fa_fact .
Parsons, Wendy and Catriona Nicholson. “Talking to Philip Pullman.” The Lion and the Unicorn 23:1 (January 1999): 116-134.
Lenz, Milicent with Carol Scott, eds. His Dark Materials Illuminated: Critical Essays on Philip Pullman’s Trilogy. Detroit, Michigan: Wayne State University Press, 2005.
Wikipedia provides a helpful plot survey of the three novels, and an analysis of characters: http://en.wikipedia.org/wiki/His_Dark_Materials
Wood, Naomi. “Paradise Lost and Found: Obedience, Disobedience, and Storytelling in C. S. Lewis and Philip Pullman.” Children’s Literature in Education 32:4 (December 2001): 237-59.
Yeffeth, Glen, ed. Navigating the Golden Compass: Religion, Science and Daemonology in Philip Pullman’s “His Dark Materials.” Dallas, Texas: Benbella Books, 2006.
Ernest Hemingway: A Farewell to Arms
After a brief introduction to the experiences that Hemingway drew on in writing A Farewell to Arms, this account approaches the novel through a summary of its structure and a consideration of the following themes and ideas:
- War and heroism;
- Love and sex (sex as defiance–of convention and oppressive morality);
- Relative importance given to men and women (the treatment of gender);
- Definitions of masculinity, including relationships among men and masculine sensitivities.
Shakespeare’s Henry V: Introductory Lectures
These four lectures cover the aspects of Henry V outlined below. Each lecture includes detailed discussions of one or more passages from the play.
Lecture One: The late Medieval and Elizabethan contexts; the play’s structure and development.
Lecture Two: Henry’s characterization in relation to heroism, war, and patriotism.
Lecture Three: How other aspects of Henry V relate to these three issues.
Lecture Four: The significance of secondary figures (i.e. everyone except Henry). (more…)